Bill Carpou - Dec 21, 2023 Form 4/A - Amendment Insider Report for MOBIX LABS, INC (MOBX)

Role
Director
Signature
/s/ William Carpou
Stock symbol
MOBX
Transactions as of
Dec 21, 2023
Transactions value $
$0
Form type
4/A - Amendment
Date filed
2/27/2025, 08:06 PM
Date Of Original Report
Dec 26, 2023
Previous filing
Dec 26, 2023

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction MOBX Option (Right to Buy) Award $0 +20K $0.00 20K Dec 21, 2023 Class A Common Stock 20K $4.18 Direct F1, F3
transaction MOBX Option (Right to Buy) Award $0 +133K $0.00 133K Dec 21, 2023 Class A Common Stock 133K $6.84 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 26, 2023, the Reporting Person filed a Form 4 that incorrectly reported the acquisition of 153,416 shares, which should have been reported as the acquisition of options and are now included in Table II.
F2 Received in connection with the business combination (the "Business Combination") by and between Chavant Capital Acquisition Corp., CLAY Merger Sub II, Inc. and Mobix Labs, Inc. in accordance with the terms of the Business Combination Agreement dated as of November 15, 2022, which closed on December 21, 2023 ("Closing Date"). At the Closing Date, the Reporting Person acquired these shares and options in exchange for the same number of certain equity interests of Mobix Labs, Inc. held immediately prior to the Closing, which were automatically converted into a number of shares of Class A Common Stock as well as options exercisable into shares of Class A Common Stock.
F3 These options are fully vested and exercisable.