Lisa Roger - 17 Jan 2025 Form 4 Insider Report for BARFRESH FOOD GROUP INC. (BRFH)

Role
Chief Financial Officer
Signature
/s/ Lisa Roger
Issuer symbol
BRFH
Transactions as of
17 Jan 2025
Net transactions value
$0
Form type
4
Filing time
17 Jan 2025, 19:53:44 UTC
Previous filing
16 Dec 2024
Next filing
01 Apr 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRFH Common Stock Tax liability -1,577 -2.2% 70,529 17 Jan 2025 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BRFH Stock Option (right to buy) 150,000 17 Jan 2025 Common Stock 150,000 $2.19 Direct F2
holding BRFH Stock Option (right to buy 15,385 17 Jan 2025 Common Stock 15,385 $5.95 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Form 3 filed on January 27, 2022 reported the granting of 7,693 shares, half of which vested January 17, 2024 and the remaining half vested January 17, 2025. Of the 3,847 shares that vested on January 17, 2025, 1,577 were withheld to cover the related tax liability. Of the 70,529 shares, 25,000 shares are subject to the following vesting requirements: one-third of the shares vests June 13, 2026, one-third vests June 13, 2027, and the remaining third vests June 13, 2028.
F2 Option granted as compensation. One-third of the options vests June 13, 2026, one-third vests June 13, 2027, and the remaining third vests June 13, 2028.