Scott Jolcover - 13 Jan 2025 Form 4 Insider Report for AMERICAN BATTERY TECHNOLOGY Co (ABAT)

Role
Chief Mineral Resource Officer
Signature
/s/ Scott Jolcover
Issuer symbol
ABAT
Transactions as of
13 Jan 2025
Net transactions value
+$439,610
Form type
4
Filing time
15 Jan 2025, 17:00:20 UTC
Previous filing
05 Dec 2024
Next filing
05 Mar 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ABAT Common Stock Award $0 +4,816 +2.2% $0.000000 223,817 13 Jan 2025 Direct F1
transaction ABAT Common Stock Award $0 +6,250 +2.8% $0.000000 230,067 13 Jan 2025 Direct F2
transaction ABAT Common Stock Tax liability $1,423 -782 -0.34% $1.82 229,285 14 Jan 2025 Direct F3
transaction ABAT Common Stock Tax liability $8,505 -4,778 -2.1% $1.78 224,507 14 Jan 2025 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ABAT Warrants Purchase $26,044 +26,307 $0.9900 26,307 13 Jan 2025 Common Stock 26,307 $0.9900 Direct F4, F5, F6
transaction ABAT Warrants Purchase $140,515 +32,754 $4.29 32,754 13 Jan 2025 Common Stock 32,754 $4.29 Direct F4, F6, F7
transaction ABAT Warrants Purchase $200,922 +46,835 $4.29 46,835 13 Jan 2025 Common Stock 46,835 $4.29 Direct F4, F6, F8
transaction ABAT Warrants Purchase $29,600 +4,533 $6.53 4,533 13 Jan 2025 Common Stock 4,533 $6.53 Direct F4, F6, F9
transaction ABAT Warrants Purchase $52,457 +7,948 $6.60 7,948 13 Jan 2025 Common Stock 7,948 $6.60 Direct F4, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of Common Stock awarded pursuant to the terms of terms of the Reporting Person's employment agreement.
F2 Represents the vesting of Common Stock awarded pursuant to the Company's employee equity compensation plan.
F3 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.
F4 Represents the issuance of Warrants pursuant to the terms of terms of the Reporting Person's employment agreement.
F5 The Warrants vest 1/12th quarterly, beginning October 1, 2024, and thereafter until fully vested.
F6 The Warrants expire three years after issuance or vesting, whichever is later, beginning January 13, 2028.
F7 The Warrants vest in 10 equal quarterly installments, beginning December 31, 2024, and thereafter until fully vested.
F8 The Warrants vest in 11 equal quarterly installments, beginning December 31, 2024, and thereafter until fully vested.
F9 The Warrants vest in 8 equal quarterly installments, beginning December 31, 2024, and thereafter until fully vested.