ROBERT M. GUTKOWSKI - 20 Dec 2024 Form 4 Insider Report for SharpLink Gaming, Inc. (SBET)

Role
Director
Signature
/s/ Robert M. Gutkowski
Issuer symbol
SBET
Transactions as of
20 Dec 2024
Net transactions value
$0
Form type
4
Filing time
23 Dec 2024, 18:33:16 UTC
Previous filing
23 Dec 2024
Next filing
08 Jan 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SBET Common Stock Options Exercise $0 +10,000 +33% $0.000000 40,000 20 Dec 2024 Direct F1, F5
transaction SBET Common Stock Options Exercise $0 +16,667 +42% $0.000000 56,667 20 Dec 2024 Direct F1, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SBET Restricted Stock Units Options Exercise $0 -10,000 -100% $0.000000 0 20 Dec 2024 Common Stock 10,000 Direct F1, F2, F3, F5
transaction SBET Restricted Stock Units Options Exercise $0 -16,667 -25% $0.000000 50,001 20 Dec 2024 Common Stock 16,667 Direct F1, F2, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Not applicable.
F2 Each restricted stock unit ("RSU") represents the right to receive, following vesting, one share of common stock of SharpLink Gaming, Inc. (the "Company").
F3 RSUs from grant dated February 19, 2024.
F4 RSUs from grant dated September 30, 2024. These RSUs will vest in equal increments of 16,667 RSUs on March 31, 2025, June 30, 2025 and September 30, 2025.
F5 These RSUs were originally set to vest on 12/31/24. The vesting date was amended to 12/20/24 to allow for calculation of the 2024 tax liabilities associated with the grants.