William R. Alessi Jr - Dec 13, 2024 Form 3 Insider Report for ALPHA MODUS HOLDINGS, INC. (AMOD)

Role
CEO, Director, 10%+ Owner
Signature
/s/ William R. Alessi Jr.
Stock symbol
AMOD
Transactions as of
Dec 13, 2024
Transactions value $
$0
Form type
3
Date filed
12/20/2024, 05:28 PM
Previous filing
May 20, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AMOD Class A Common Stock 140K Dec 13, 2024 By The Alessi 2023 Irrevocable Trust F1
holding AMOD Class A Common Stock 200K Dec 13, 2024 By The WRA 2023 Irrevocable Trust F1
holding AMOD Class A Common Stock 200K Dec 13, 2024 By The Janet Alessi 2023 Irrevocable Trust F1
holding AMOD Class A Common Stock 200K Dec 13, 2024 By The Isabella Alessi 2023 Irrevocable Trust F1
holding AMOD Class A Common Stock 200K Dec 13, 2024 By The Kim Alessi Richter Irrevocable Trust F1
holding AMOD Class A Common Stock 610K Dec 13, 2024 By The Alessi Revocable Trust F1
holding AMOD Class A Common Stock 2.79M Dec 13, 2024 By Janbella Group, LLC F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AMOD Series C Preferred Stock Dec 13, 2024 Class A Common Stock 4.3M By The Alessi 2023 Irrevocable Trust F1, F3
holding AMOD Series C Preferred Stock Dec 13, 2024 Class A Common Stock 800K By The WRA 2023 Irrevocable Trust F1, F3
holding AMOD Series C Preferred Stock Dec 13, 2024 Class A Common Stock 800K By The Janet Alessi 2023 Irrevocable Trust F1, F3
holding AMOD Series C Preferred Stock Dec 13, 2024 Class A Common Stock 800K By The Isabella Alessi 2023 Irrevocable Trust F1, F3
holding AMOD Series C Preferred Stock Dec 13, 2024 Class A Common Stock 800K By The Kim Alessi Richter Irrevocable Trust F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 William Alessi's spouse, Sonia Alessi, is the trustee of each of the preceding trusts, and Mr. Alessi is deemed to be the beneficial owner of shares held in the name of each of the trusts.
F2 Mr. Alessi has voting and investment discretion with respect to shares held by Janbella Group, LLC, and is deemed to be the beneficial owner of shares held in the name of Janbella Group, LLC.
F3 Shares of Series C Preferred Stock Shares are not convertible until 18 months following December 18, 2024, so long as a Trigger Event (as defined in the Second A&R Certificate of Incorporation of the issuer) has not occurred. Beginning 18 months following December 13, 2024, or following the occurrence of a Trigger Event, shares of Series C Preferred Stock are convertible at the Conversion Price. "Conversion Price" generally means a price per share equal to the lesser of either $10.00, or if no Trigger Event has occurred, 100% of the average of the 5 lowest closing bid prices of the common stock during the 10 days preceding conversion (the "Measurement Period"), not to exceed 100% of the lowest sales price on the last day of the Measurement Period, or following any Trigger Event, 50.0% of the average of the lowest closing bid prices of the common stock during the Measurement Period, not to exceed 50.0% of the lowest sales price on the last day of the Measurement Period.