John Nachum Stein - Nov 7, 2024 Form 4 Insider Report for NEXGEL, INC. (NXGL)

Role
Director
Signature
/s/ John Nachum Stein
Stock symbol
NXGL
Transactions as of
Nov 7, 2024
Transactions value $
$9,999
Form type
4
Date filed
11/22/2024, 04:54 PM
Previous filing
Sep 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NXGL Common Stock Gift $0 -4K -0.85% $0.00 468K Nov 7, 2024 Direct F1
transaction NXGL Common Stock Purchase $10K +3.64K +0.78% $2.75 471K Nov 20, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NXGL Warrant to Purchase Common Stock Award $0 +1.82K $0.00 1.82K Nov 20, 2024 Common Stock 1.82K $4.25 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This represents a bona fide gift by the Reporting Person to a charitable organization.
F2 The Reporting Person acquired the shares of common stock and warrant to purchase common stock reported on this Form 4 in connection with the Issuer's registered direct offering. The Reporting Person agreed not to offer, issue, sell, contract to sell, encumber, grant any option for the sale of or otherwise dispose of any of the shares of common stock and the shares of common stock underlying the warrant for a period of 180 days following November 20, 2024.