Yumei Liu - Oct 18, 2024 Form 4 Insider Report for NuZee, Inc. (NUZE)

Role
10%+ Owner
Signature
/s/ Yumei Liu
Stock symbol
NUZE
Transactions as of
Oct 18, 2024
Transactions value $
$0
Form type
4
Date filed
10/24/2024, 06:03 AM
Previous filing
Aug 27, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NUZE Common Stock Exercise of in-the-money or at-the-money derivative security $0 +21K +3.87% $0.00 564K Oct 18, 2024 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NUZE Warrant Exercise of in-the-money or at-the-money derivative security $0 -82.9K -100% $0.00 0 Oct 18, 2024 Common Stock 82.9K $1.32 See footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Yumei Liu is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Yumei Liu beneficially owns 20,990 shares of common stock through her indirect 100% ownership of Future science and Technology Co. Ltd pursuant to the cashless exercise of warrants issued by the Issuer under the convertible note and warrant purchase agreement dated April 27, 2024. Additionally, Yumei Liu beneficially owns 542,517 shares of common stock through her direct 100% ownership of JOYER INVESTMENT LIMITED.
F2 On October 18, 2024, Future Science and Technology Co. Ltd exercised its cashless option to purchase 20,990 shares of common stock pursuant to warrants issued by the Issuer sold under the convertible note and warrant purchase agreement dated April 27, 2024.