Robert Derose - Sep 25, 2024 Form 3 Insider Report for Legacy Education Inc. (LGCY)

Role
10%+ Owner
Signature
/s/ Robert deRose
Stock symbol
LGCY
Transactions as of
Sep 25, 2024
Transactions value $
$0
Form type
3
Date filed
10/4/2024, 09:58 PM
Next filing
Oct 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding LGCY Common Stock 1.05M Sep 25, 2024 See footnote F1, F3
holding LGCY Common Stock 98.4K Sep 25, 2024 See footnote F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding LGCY Option (Right to Buy) Sep 25, 2024 Common Stock 50K $3.74 Direct F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are owned directly by the Robert D. deRose & Susan deRose Family Trust DTD 11/18/1986 and indirectly by Robert deRose and Susan deRose as co-trustees of the trust.
F2 These shares are owned directly by the Allison M. deRose Trust DTD 5/29/1991 and indirectly by Robert deRose and Susan deRose as co-trustees of the trust.
F3 Robert deRose and Susan deRose are ten percent owners of the Issuer.
F4 The options vest monthly over a three year period, with the first tranche vesting on April 1, 2024.
F5 Susan deRose disclaims beneficial ownership in the securities held by Robert deRose except to the extent of any pecuniary interest therein.