| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | MARA | Common Stock | Tax liability | $485,253 | -30,215 | -1.4% | $16.06 | 2,191,692 | 10 May 2024 | Direct | F1, F2 |
| transaction | MARA | Common Stock | Tax liability | $919,546 | -40,760 | -1.9% | $22.56 | 2,150,932 | 12 Jul 2024 | Direct | F1 |
| transaction | MARA | Common Stock | Tax liability | $607,508 | -30,885 | -1.4% | $19.67 | 2,120,047 | 28 Aug 2024 | Direct | F1 |
| transaction | MARA | Common Stock | Sale | $262,190 | -16,700 | -0.79% | $15.70 | 2,103,347 | 16 Sep 2024 | Direct | F3 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Reflects shares of the issuer's common stock withheld to cover the reporting person's tax liability in connection with the vesting of restricted stock units ("RSUs"). This transaction was not an open market sale by the reporting person. |
| F2 | The amount of securities owned following the transaction has been updated in Column 5 to reflect an adjustment of 297,247 RSUs from the reporting person's Form 4 filed on May 6, 2024, which were previously reported on the reporting person's Form 3 filed on June 16, 2023. |
| F3 | The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 18, 2024. |