lee ting-chuan - Aug 16, 2024 Form 4 Insider Report for Ainos, Inc. (AIMD)

Role: Director
Signature: /s/ Chun-Hsien Tsai per POA for Lee, Ting-Chuan
Stock symbol: AIMD
Transactions as of: Aug 16, 2024
Transactions value $: $10,224
Form type: 4
Date filed: 8/20/2024, 08:44 PM
Previous filing: Feb 20, 2024
Next filing: Sep 17, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AIMD	Common Stock	Award	$10.2K	+14.4K	+17.81%	$0.71	95.2K	Aug 16, 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AIMD	RSU	Conversion of derivative security		-14.4K	-15.75%		77K	Aug 16, 2024	Common Stock	14.4K		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reference is made to (i) 480,000 RSUs that were granted on August 15, 2023, adjusted to 96,000 shares giving effect to the 1 for 5 reverse share split on December 14, 2023, pursuant to the Company's 2023 Stock Incentive Plan, with vesting occurring in increments of 15% on 2/15/24, 15% on 8/15/24, 30% on 8/15/25, and 40% on 8/15/26 subject to normal and customary termination events; and (ii) 70,000 RSUs granted under the 2021 Stock Incentive Plan, as amended by the 2023 Stock Incentive Plan, adjusted to 14,000 shares giving effect to the 1 for 5 reverse share split on December 14, 2023, with vesting occurring in increments of 2,100 shares on 5/14/23 and 11/14/23, respectively, 4,200 shares on 11/14/24 and 5,600 shares on 11/14/25, subject to normal and customary termination events.

Content

Reference is made to (i) 480,000 RSUs that were granted on August 15, 2023, adjusted to 96,000 shares giving effect to the 1 for 5 reverse share split on December 14, 2023, pursuant to the Company's 2023 Stock Incentive Plan, with vesting occurring in increments of 15% on 2/15/24, 15% on 8/15/24, 30% on 8/15/25, and 40% on 8/15/26 subject to normal and customary termination events; and (ii) 70,000 RSUs granted under the 2021 Stock Incentive Plan, as amended by the 2023 Stock Incentive Plan, adjusted to 14,000 shares giving effect to the 1 for 5 reverse share split on December 14, 2023, with vesting occurring in increments of 2,100 shares on 5/14/23 and 11/14/23, respectively, 4,200 shares on 11/14/24 and 5,600 shares on 11/14/25, subject to normal and customary termination events.