Tempus AI, Inc. - 16 Aug 2024 Form 4 Insider Report for Personalis, Inc. (PSNL)

Role
10%+ Owner
Signature
Tempus AI, Inc. By: /s/ Andrew Polovin, General Counsel
Issuer symbol
PSNL
Transactions as of
16 Aug 2024
Net transactions value
+$36,182,600
Form type
4
Filing time
20 Aug 2024, 16:17:55 UTC
Previous filing
05 Dec 2023
Next filing
13 Feb 2026
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PSNL Common Stock Exercise of in-the-money or at-the-money derivative security $6,914,100 +4,609,400 $1.50 4,609,400 16 Aug 2024 Direct
transaction PSNL Common Stock Exercise of in-the-money or at-the-money derivative security $11,523,500 +4,609,400 +100% $2.50 9,218,800 16 Aug 2024 Direct
transaction PSNL Common Stock Purchase $17,745,000 +3,500,000 +38% $5.07 12,718,800 16 Aug 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PSNL Warrant (Right to Buy) Exercise of in-the-money or at-the-money derivative security -4,609,400 -100% 0 16 Aug 2024 Common Stock 4,609,400 $1.50 Direct F1
transaction PSNL Warrant (Right to Buy) Exercise of in-the-money or at-the-money derivative security -4,609,400 -100% 0 16 Aug 2024 Common Stock 4,609,400 $2.50 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person acquired the warrants as partial consideration for its obligations to the Issuer under that certain Commercialization and Reference Laboratory Agreement, dated November 25, 2023, between the Issuer and the Reporting Person.