Tempus AI, Inc. - Aug 16, 2024 Form 4 Insider Report for Personalis, Inc. (PSNL)

Role
10%+ Owner
Signature
Tempus AI, Inc. By: /s/ Andrew Polovin, General Counsel
Stock symbol
PSNL
Transactions as of
Aug 16, 2024
Transactions value $
$36,182,600
Form type
4
Date filed
8/20/2024, 04:17 PM
Previous filing
Dec 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PSNL Common Stock Exercise of in-the-money or at-the-money derivative security $6.91M +4.61M $1.50 4.61M Aug 16, 2024 Direct
transaction PSNL Common Stock Exercise of in-the-money or at-the-money derivative security $11.5M +4.61M +100% $2.50 9.22M Aug 16, 2024 Direct
transaction PSNL Common Stock Purchase $17.7M +3.5M +37.97% $5.07 12.7M Aug 16, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PSNL Warrant (Right to Buy) Exercise of in-the-money or at-the-money derivative security -4.61M -100% 0 Aug 16, 2024 Common Stock 4.61M $1.50 Direct F1
transaction PSNL Warrant (Right to Buy) Exercise of in-the-money or at-the-money derivative security -4.61M -100% 0 Aug 16, 2024 Common Stock 4.61M $2.50 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person acquired the warrants as partial consideration for its obligations to the Issuer under that certain Commercialization and Reference Laboratory Agreement, dated November 25, 2023, between the Issuer and the Reporting Person.