DST Capital LLC - 08 Jul 2024 Form 4 Insider Report for Harvard Apparatus Regenerative Technology, Inc. (HRGN)

Role
10%+ Owner
Signature
/s/ Joseph Damasio, by power of attorney
Issuer symbol
HRGN
Transactions as of
08 Jul 2024
Net transactions value
$0
Form type
4
Filing time
07 Aug 2024, 18:29:38 UTC
Previous filing
10 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HRGN Common Stock 3,725,825 08 Jul 2024 Direct
holding HRGN Common Stock 30,722 08 Jul 2024 Owned by sole member of reporting person

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HRGN Warrants (right to buy) Other $0 +50,000 $0.000000 25,000 08 Jul 2024 Common Stock 50,000 $2.00 Direct F1
transaction HRGN Warrants (right to buy) Other $0 +25,000 $0.000000* 0 31 Jul 2024 Common Stock 25,000 $2.00 Direct F2
transaction HRGN Warrants (right to buy) Other $0 +140,000 $0.000000* 0 31 Jul 2024 Common Stock 140,000 $2.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These warrants were transferred by the Reporting Person to two unaffiliated persons.
F2 These warrants were transferred by the Reporting Person to one unaffiliated person.

Remarks:

This form has been signed under power of attorney.