DST Capital LLC - Jul 8, 2024 Form 4 Insider Report for Harvard Apparatus Regenerative Technology, Inc. (HRGN)

Role
10%+ Owner
Signature
/s/ Joseph Damasio, by power of attorney
Stock symbol
HRGN
Transactions as of
Jul 8, 2024
Transactions value $
$0
Form type
4
Date filed
8/7/2024, 06:29 PM
Previous filing
Apr 10, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding HRGN Common Stock 3.73M Jul 8, 2024 Direct
holding HRGN Common Stock 30.7K Jul 8, 2024 Owned by sole member of reporting person

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HRGN Warrants (right to buy) Other $0 +50K $0.00 25K Jul 8, 2024 Common Stock 50K $2.00 Direct F1
transaction HRGN Warrants (right to buy) Other $0 +25K $0.00* 0 Jul 31, 2024 Common Stock 25K $2.00 Direct F2
transaction HRGN Warrants (right to buy) Other $0 +140K $0.00* 0 Jul 31, 2024 Common Stock 140K $2.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These warrants were transferred by the Reporting Person to two unaffiliated persons.
F2 These warrants were transferred by the Reporting Person to one unaffiliated person.

Remarks:

This form has been signed under power of attorney.