Shubha-Jeet Dasgupta - 12 Oct 2023 Form 3 Insider Report for Pineapple Financial Inc. (PAPL)

Role: CEO, Director, 10%+ Owner
Signature: /s/ Shubha Dasgupta
Issuer symbol: PAPL
Transactions as of: 12 Oct 2023
Net transactions value: $0
Form type: 3
Filing time: 29 Jul 2024, 16:15:22 UTC
Next filing: 18 Jul 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	PAPL	Common Share						846,154	12 Oct 2023	5032771 Ontario Inc.	F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	PAPL	Stock Options							12 Oct 2023	Common Shares	126,652	$3.60	5032771 Ontario Inc.	F1, F2
holding	PAPL	Warrants							12 Oct 2023	Common Shares	25,641	$2.93	5032771 Ontario Inc.

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The stock options were issued to the Reporting Person, pursuant to 2022 Omnibus Equity Incentive Compensation Plan on November 03, 2023, the options are exercisable at $3.60 per share and vest over 2 years whereby 25% of the options granted vested on the date of grant, and the remaining unvested options vest in equal installments every 6 months thereafter.
F2	The shares beneficially owned by 5032771 Ontario Inc., an entity controlled by the Reporting Person.