Leal Andres Manuel Meza - Jul 1, 2024 Form 4 Insider Report for AMERICAN BATTERY TECHNOLOGY Co (ABAT)

Role
Chief Operating Officer
Signature
/s/ Andres M Meza Leal
Stock symbol
ABAT
Transactions as of
Jul 1, 2024
Transactions value $
$73,143
Form type
4
Date filed
7/5/2024, 04:26 PM
Previous filing
May 7, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ABAT Common Stock Award $0 +4.01K +2.54% $0.00 162K Jul 1, 2024 Direct F1
transaction ABAT Common Stock Award $0 +9.38K +5.8% $0.00 171K Jul 1, 2024 Direct F2
transaction ABAT Common Stock Tax liability -$4.09K -4.05K -2.37% $1.01 167K Jul 5, 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ABAT Warrants Purchase $16.9K +2.55K +1.78% $6.60* 146K Jul 1, 2024 Common Stock 2.55K $6.60 Direct F4
transaction ABAT Warrants Purchase $5.92K +907 +0.62% $6.53* 147K Jul 1, 2024 Common Stock 907 $6.53 Direct F4
transaction ABAT Warrants Purchase $54.5K +12.6K +8.57% $4.33* 159K Jul 1, 2024 Common Stock 12.6K $4.33 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of Common Stock previously awarded pursuant to the terms of the Reporting Person's employment agreement.
F2 Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.
F3 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.
F4 Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.