Scott Jolcover - 01 Jul 2024 Form 4 Insider Report for AMERICAN BATTERY TECHNOLOGY Co (ABAT)

Role
Chief Resource Officer
Signature
/s/ Scott Jolcover
Issuer symbol
ABAT
Transactions as of
01 Jul 2024
Net transactions value
+$38,000
Form type
4
Filing time
05 Jul 2024, 16:26:27 UTC
Previous filing
11 Jun 2024
Next filing
08 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ABAT Common Stock Award $0 +2,012 +0.89% $0.000000 228,122 01 Jul 2024 Direct F1
transaction ABAT Common Stock Award $0 +6,250 +2.7% $0.000000 234,372 01 Jul 2024 Direct F2
transaction ABAT Common Stock Tax liability $2,526 -2,501 -1.1% $1.01 231,871 05 Jul 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ABAT Warrants Purchase $5,247 +795 +1.6% $6.60* 51,948 01 Jul 2024 Common Stock 795 $6.60 Direct F4
transaction ABAT Warrants Purchase $2,958 +453 +0.87% $6.53* 52,401 01 Jul 2024 Common Stock 453 $6.53 Direct F4
transaction ABAT Warrants Purchase $32,321 +7,534 +14% $4.29* 59,935 01 Jul 2024 Common Stock 7,534 $4.29 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of Common Stock previously awarded pursuant to the terms of terms of the Reporting Person's employment agreement.
F2 Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.
F3 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.
F4 Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.