Lisa Roger - 13 Jun 2024 Form 4 Insider Report for BARFRESH FOOD GROUP INC. (BRFH)

Role
Chief Financial Officer
Signature
/s/ Lisa Roger
Issuer symbol
BRFH
Transactions as of
13 Jun 2024
Net transactions value
$0
Form type
4
Filing time
14 Jun 2024, 20:49:13 UTC
Previous filing
16 May 2024
Next filing
16 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BRFH Common Stock Award +25,000 +48% 76,628 13 Jun 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BRFH Stock Option (right to buy) Award +150,000 150,000 13 Jun 2024 Common Stock 150,000 $2.19 Direct F2
holding BRFH Stock Option (right to buy 15,385 13 Jun 2024 Common Stock 15,385 $5.95 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Issued as incentive compensation. One-third of the shares vests June 13, 2026, one-third vests June 13, 2027, and the remaining third vests June 13, 2028.
F2 Option granted as compensation. One-third of the options vests June 13, 2026, one-third vests June 13, 2027, and the remaining third vests June 13, 2028.
F3 The remaining 50% of this option vests January 17, 2025.