Yumei Liu - Jun 12, 2024 Form 4 Insider Report for NuZee, Inc. (NUZE)

Role
10%+ Owner
Signature
/s/ Yumei Liu
Stock symbol
NUZE
Transactions as of
Jun 12, 2024
Transactions value $
$0
Form type
4
Date filed
6/14/2024, 07:08 PM
Next filing
Jul 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NUZE Common Stock Conversion of derivative security $121K +83.6K $1.45 83.6K Jun 12, 2024 See Footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NUZE Convertible Notes Conversion of derivative security -$121K -83.6K -100% $1.45 0 Jun 12, 2024 Common Stock 83.6K $1.45 See Footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Yumei Liu is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 Yumei Liu beneficially owns such shares of common stock through her indirect 100% ownership of Future science and Technology Co. Ltd.
F2 Pursuant to the convertible promissory note (the "Note") dated April 30, 2024, the issuer shall pay the reporting person, an amount in cash representing all outstanding principal, accrued and unpaid interest, and any other amounts outstanding pursuant to the terms of the Note on April 30, 2025 ("Maturity Date"). The Note will be convertible into the issuer's common stock until it is fully paid.