Matthew E. Lipman - 01 Jun 2024 Form 4 Insider Report for Soluna Holdings, Inc (SLNH)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 Jun 2024, 21:39:08 UTC
Prior SEC filing
17 Apr 2024
Next SEC filing
04 Sep 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Christopher Gandolfo, Attorney in Fact
Filing notes and source

Key filing fact

Matthew E. Lipman filed Form 4 for Soluna Holdings, Inc (SLNH) on 05 Jun 2024.

Key facts

  • This page summarizes Matthew E. Lipman's Form 4 filing for Soluna Holdings, Inc (SLNH).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 05 Jun 2024, 21:39.

Change

  • Previous filing in this sequence was filed on 17 Apr 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SLNH transaction

Common Stock

Award

Transaction value
$0
Shares
+5,114
Change %
+14%
Price
$0.000000
Shares after
42,612
Date
01 Jun 2024
Ownership
Direct
Footnotes
F1
SLNH holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
150,000
Date
01 Jun 2024
Ownership
See Footnote
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Transaction reported is a grant of 5,114 restricted stock awards representing shares of Common Stock, par value $0.001 per share, of the issuer ("Common Stock"), which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.

Footnote F2

These shares of Common Stock are held by Brookstone Partners Acquisition XXIV, LLC ("Brookstone XXIV"). As the Manager of Brookstone XXIV, Brookstone Partners I.A.C. may be deemed to beneficially own the shares of Common Stock owned directly by Brookstone XXIV. Mr. Lipman is the Secretary of Brookstone Partners I.A.C. and shares voting and dispositive power over the shares of Common Stock owned by Brookstone XXIV and therefore may be deemed to beneficially own these shares. Mr. Lipman disclaims such beneficial ownership except to the extent of his pecuniary interest therein.

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