Marc Lustig - May 14, 2024 Form 4 Insider Report for BriaCell Therapeutics Corp. (BCTX)

Signature
/s/ Marc Lustig
Stock symbol
BCTX
Transactions as of
May 14, 2024
Transactions value $
$2,000,001
Form type
4
Date filed
5/20/2024, 04:00 PM
Previous filing
Aug 2, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BCTX Common Shares Purchase $2M +903K +55.06% $2.22 2.54M May 14, 2024 By L5 Capital Inc. F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BCTX Common Stock Warrants Purchase +903K 903K May 14, 2024 Common Stock 903K $2.11 By L5 Capital Inc. F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The common shares and warrants reported on this Form 4 were purchased by L5 Capital Inc. in an offering at a combined purchase price of $2.215 per common share and accompanying warrant, for an aggregate purchase price of $2,000,000 pursuant to a securities purchase agreement dated May 14, 2024. The warrants will be exercisable six months from the date of issuance at an exercise price of $2.11 and will expire on the five year anniversary of the initial exercise date. L5 Capital Inc. is controlled by the Reporting Person, Marc Lustig, a director of the Issuer.