Jiang Yu - May 6, 2024 Form 3 Insider Report for Nano Nuclear Energy Inc. (NNE)

Role
President, Director, 10%+ Owner
Signature
/s/ Jiang Yu
Stock symbol
NNE
Transactions as of
May 6, 2024
Transactions value $
$0
Form type
3
Date filed
5/6/2024, 09:58 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NNE Common Stock 10M May 6, 2024 By I Financial Ventures Group LLC F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NNE Options May 6, 2024 Common Stock 500K $1.50 By I Financial Ventures Group LLC F1, F2
holding NNE Options May 6, 2024 Common Stock 200K $3.00 By I Financial Ventures Group LLC F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person is the sole shareholder and director of I Financial Ventures Group LLC ("I Financial"), a limited liability company incorporated under the laws of Delaware, which is the record holder of the securities reported herein. The Reporting Person, as such, has investment control over the securities of the Issuer held by I Financial and may be deemed the beneficial owner of such securities.
F2 On February 10, 2023, the Reporting Person, through I Financial, was granted options under the Issuer's 2023 Stock Option Plan #1 to purchase an aggregate of 500,000 shares of common stock of the Issuer, which were fully vested and exercisable on February 10, 2023, and will expire on February 10, 2026.
F3 On June 7, 2023, the Reporting Person, through I Financial, was granted another option under the Issuer's 2023 Stock Option Plan #2 to purchase an aggregate of 200,000 shares of common stock of the Issuer, which were fully vested and exercisable on June 7, 2023, and will expire on June 7, 2026.