| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | WTRV | Common Stock | 4.23M | Apr 23, 2024 | Direct | F1 | |||||
| holding | WTRV | Common Stock | 3.88M | Apr 23, 2024 | By: Lion Vista Global Ventures, LLC | F2, F3 | |||||
| holding | WTRV | Common Stock | 944K | Apr 23, 2024 | By: Stirling Brig LLC | F4, F5 |
| Id | Content |
|---|---|
| F1 | Represents restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The restricted stock units vest in five equal annual installments with the first vesting on March 31, 2025, subject to continued employment with the Issuer or a subsidiary of the Issuer on each applicable vesting date. Shares of common stock will be delivered to the Reporting Person upon the vesting of the restricted stock units. The restricted stock units were issued under the Issuer's 2022 Equity Incentive Plan. |
| F2 | The Reporting Person acquired the shares on April 1, 2024 pursuant to an Agreement and Plan of Merger (the "Merger Agreement") by and among Truuli Environmental Inc., a Delaware corporation ("Truuli"), White River Native CDFI LLC, a Texas limited liability company and wholly-owned subsidiary of the Company, WRG Merger Sub Inc., a Florida corporation and wholly-owned subsidiary of White River Native, and the holders of 99.5% of the outstanding stock of Truuli. Includes 55,965 shares which are subject to potential forfeiture by the Reporting Person pursuant to the Merger Agreement in accordance with certain adjustment and indemnification provisions set forth therein. |
| F3 | The shares are held by Lion Vista Global Ventures, LLC for which the Reporting Person is the Chief Executive Officer and holds voting and dispositive control. |
| F4 | The Reporting Person acquired the shares pursuant to the Merger Agreement. The 944,035 shares are subject to potential forfeiture by the Reporting Person pursuant to the Merger Agreement in accordance with certain adjustment and indemnification provisions set forth therein. |
| F5 | The shares are held by Stirling Brig LLC for which the Reporting Person holds voting and dispositive control. |
Exhibit 24 - Power of Attorney