Ryan Mitchell Melsert - 04 Apr 2024 Form 4 Insider Report for AMERICAN BATTERY TECHNOLOGY Co (ABAT)

Role
Chief Executive Officer, Director
Signature
/s/ Ryan Mitchell Melsert
Issuer symbol
ABAT
Transactions as of
04 Apr 2024
Net transactions value
+$195,150
Form type
4
Filing time
08 Apr 2024, 17:26:08 UTC
Previous filing
20 Mar 2024
Next filing
10 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ABAT Common Stock Award $0 +5,221 +0.48% $0.000000 1,095,629 05 Apr 2024 Direct F1
transaction ABAT Common Stock Award $0 +10,938 +1% $0.000000 1,106,567 05 Apr 2024 Direct F2
transaction ABAT Common Stock Tax liability $6,919 -3,781 -0.34% $1.83 1,102,786 08 Apr 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ABAT Warrants Purchase $85,816 +8,173 +1.7% $10.50* 485,858 04 Apr 2024 Common Stock 8,173 $10.50 Direct F4, F5
transaction ABAT Warrants Purchase $30,956 +2,951 +0.61% $10.49* 488,809 04 Apr 2024 Common Stock 2,951 $10.49 Direct F4
transaction ABAT Warrants Purchase $85,297 +19,699 +4% $4.33* 508,508 04 Apr 2024 Common Stock 19,699 $4.33 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the vesting of Common Stock previously awarded pursuant to the terms of terms of the Reporting Person's employment agreement.
F2 Represents the vesting of Common Stock previously awarded pursuant to the Company's employee equity compensation plan.
F3 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.
F4 Represents the vesting of Warrants previously awarded pursuant to the terms of the Reporting Person's employment agreement.
F5 The number of warrants beneficially owned following the reported transaction is as of April 8, 2024 and reflects a correction to the total number of warrants that was previously underreported due to administrative error on the Reporting Persons Form 4/A dated April 3, 2024.