Key facts
- This page summarizes Michael C. Mitchell's Form 4 filing for FG Financial Group, Inc. (FGF).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 01 Mar 2024, 17:18.
Michael C. Mitchell - 29 Feb 2024 Form 4 Insider Report for FG Financial Group, Inc. (FGF)
- Reporting relationship
- Director
- Issuer ticker
- FGF
- Reported as of
- 29 Feb 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 01 Mar 2024, 17:18:58 UTC
- Prior SEC filing
- 06 Jul 2023
- Next SEC filing
- 02 Dec 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Michael C. Mitchell
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michael C. Mitchell filed Form 4 for FG Financial Group, Inc. (FGF) on 01 Mar 2024.
Change
- Previous filing in this sequence was filed on 06 Jul 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FGF
transaction
Common Stock
Award
- Transaction value
- Shares
- +66,777
- Change %
- +30%
- Price
- Shares after
- 286,095
- Date
- 29 Feb 2024
- Ownership
- Direct
- Footnotes
- F1, F2
FGF
transaction
Common Stock
Award
- Transaction value
- Shares
- +20,833
- Change %
- +7.3%
- Price
- Shares after
- 306,928
- Date
- 29 Feb 2024
- Ownership
- Direct
- Footnotes
- F1, F3, F4
FGF
holding
8.00% Cumulative Preferred Stock, Series A, $25.00 par value
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,064
- Date
- 29 Feb 2024
- Ownership
- Direct
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
On January 3, 2024, Fundamental Global Inc. (f/k/a FG Financial Group, Inc., the "Parent"), FG Group LLC (the "Acquiror"), and FG Group Holdings Inc. (the "Company") entered into a Plan of Merger (the "Merger Agreement"), pursuant to which the Company merged with and into the Acquiror, with the Acquiror surviving the merger as a wholly owned subsidiary of the Parent (the "Merger"). On February 29, 2024, at approximately 4:05 PM Eastern time, the effective time of the Merger (the "Effective Time"), all of the outstanding shares of common stock of the Company ("Company Common Stock") were converted into shares of common stock of the Parent ("Parent Common Stock") on a 1:1 basis (the "Exchange Ratio") pursuant to the terms of the Merger Agreement.
Footnote F2
Received in the Merger in exchange for an equal number of shares of Company Common Stock.
Footnote F3
Received in the Merger in exchange for Restricted Share Units (RSUs) convertible into shares of Company Common Stock (a "Company RSU"). At the Effective Time, each Company RSU was converted into an RSU to acquire the number of shares of Parent Common Stock (a "Parent RSU") equal to the product of (i) the number of shares subject to such Company RSU as of immediately prior to the Effective Time, multiplied by (ii) the Exchange Ratio.
Footnote F4
The Parent RSUs will vest in full on the first anniversary of the grant date, which was July 3, 2023, subject to continuous service through such vesting date.