John R. Haines - 16 Feb 2024 Form 4 Insider Report for Celularity Inc (CELU)

Role
Senior EVP, Chief Administrative Officer
Signature
/s/ Kyle Fletcher, Attorney-in-Fact
Issuer symbol
CELU
Transactions as of
16 Feb 2024
Net transactions value
-$30,532
Form type
4
Filing time
21 Feb 2024, 21:22:50 UTC
Previous filing
17 Apr 2023
Next filing
16 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CELU Class A Common Stock Tax liability $30,532 -70,350 -15% $0.4340 389,497 17 Feb 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELU Stock Option Grant (Right to Buy) Award $0 +216,014 $0.000000 216,014 16 Feb 2024 Class A Common Stock 216,014 $0.4340 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares withheld by the Issuer to satisfy the Reporting Person's tax obligations associated with the vesting and settlement of restricted stock units ("RSUs") granted under the Celularity Inc. 2021 Equity Incentive Plan (the "2021 Plan") and does not represent a sale.
F2 Includes 378,863 shares underlying RSUs granted under the 2021 Plan. Each RSU represents the right to receive one share of the Issuer's Class A common stock subject to vesting.
F3 The option was granted pursuant to the 2021 Plan. The shares underlying such option will vest in equal quarterly installments during 2024 such that 25% of the option will vest on each of March 31, 2024, June 30, 2024, September 30, 2024 and December 31, 2024, subject to the Reporting Person's continuous service with the Issuer through each such date.

Remarks:

Senior EVP, Chief Administrative Officer