Andrew R. Boll - 20 Feb 2024 Form 4 Insider Report for HARROW, INC. (HROW)

Role: CHIEF FINANCIAL OFFICER
Signature: /s/ Andrew R. Boll
Issuer symbol: HROW
Transactions as of: 20 Feb 2024
Transactions value $: $282,968
Form type: 4
Filing time: 21 Feb 2024, 19:29:43 UTC
Previous filing: 08 Feb 2024
Next filing: 07 Apr 2025
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HROW	Common stock	Options Exercise	$480K	+45K	+8.31%	$10.67	587K	20 Feb 2024	Direct
transaction	HROW	Common stock	Options Exercise	-$197K	-18.5K	-3.15%	$10.67	568K	20 Feb 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HROW	RSU	Options Exercise	$0	-45K	-100%	$0.00^*	0	20 Feb 2024	Common Stock	45K	$0.00	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The listed acquired 45,000 shares of Harrow, Inc. ("Harrow")_common stock represent restricted stock units (RSUs") granted to Mr. Boll on February 19, 2021 under the Issuer's 2017 Stock Incentive and Awards Plan, as amended. The RSUs vested after a three-year period following the award date. 18,480 shares of Harrow common stock listed as disposed were withheld from issuance by Harrow to satisfy Mr. Boll's payroll tax liability incident related to the vesting of the RSUs. Such withholding did not involve any market sales or other market transactions.

Content

The listed acquired 45,000 shares of Harrow, Inc. ("Harrow")_common stock represent restricted stock units (RSUs") granted to Mr. Boll on February 19, 2021 under the Issuer's 2017 Stock Incentive and Awards Plan, as amended. The RSUs vested after a three-year period following the award date. 18,480 shares of Harrow common stock listed as disposed were withheld from issuance by Harrow to satisfy Mr. Boll's payroll tax liability incident related to the vesting of the RSUs. Such withholding did not involve any market sales or other market transactions.