Andrew R. Boll - Feb 20, 2024 Form 4 Insider Report for HARROW, INC. (HROW)

Signature
/s/ Andrew R. Boll
Stock symbol
HROW
Transactions as of
Feb 20, 2024
Transactions value $
$282,968
Form type
4
Date filed
2/21/2024, 07:29 PM
Previous filing
Feb 8, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HROW Common stock Options Exercise $480K +45K +8.31% $10.67 587K Feb 20, 2024 Direct
transaction HROW Common stock Options Exercise -$197K -18.5K -3.15% $10.67 568K Feb 20, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HROW RSU Options Exercise $0 -45K -100% $0.00* 0 Feb 20, 2024 Common Stock 45K $0.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The listed acquired 45,000 shares of Harrow, Inc. ("Harrow")_common stock represent restricted stock units (RSUs") granted to Mr. Boll on February 19, 2021 under the Issuer's 2017 Stock Incentive and Awards Plan, as amended. The RSUs vested after a three-year period following the award date. 18,480 shares of Harrow common stock listed as disposed were withheld from issuance by Harrow to satisfy Mr. Boll's payroll tax liability incident related to the vesting of the RSUs. Such withholding did not involve any market sales or other market transactions.