Joshua E. Prime - 26 Nov 2023 Form 5 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
Director
Signature
/s/ Parker B. Phillips, attorney-in-fact
Issuer symbol
LEVI
Transactions as of
26 Nov 2023
Net transactions value
$0
Form type
5
Filing time
25 Jan 2024, 15:04:13 UTC
Previous filing
13 Nov 2023
Next filing
02 Feb 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Gift $0 +1,869 +4.5% $0.000000 43,826 31 Jan 2023 Class A Common Stock $0.000000 Direct F1
transaction LEVI Class B Common Stock Gift $0 0 0% $0.000000* 1,770,362 31 Jan 2023 Class A Common Stock $0.000000 As trustee F1, F2
transaction LEVI Class B Common Stock Gift $0 +1,869 +0.14% $0.000000 1,382,781 31 Jan 2023 Class A Common Stock $0.000000 By spouse F1
transaction LEVI Class B Common Stock Gift $0 +5,607 +2.9% $0.000000 200,076 31 Jan 2023 Class A Common Stock $0.000000 By spouse as custodian F1, F3
transaction LEVI Class B Common Stock Gift $0 -5,607 -0.4% $0.000000 1,382,781 31 Jan 2023 Class A Common Stock $0.000000 By spouse F1, F4
transaction LEVI Class B Common Stock Gift $0 +5,607 +2.9% $0.000000 200,076 31 Jan 2023 Class A Common Stock $0.000000 By spouse as custodian F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F2 Represents (i) 1,760,362 shares of Class B Common Stock held by grantor retained annuity trusts, for which the reporting person serves as trustee and (ii) 10,000 shares of Class B Common Stock held by Haas Prime Family 2012 Trust, for which the reporting person and his spouse serve as co-trustees. Mr. Prime disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3 Gift of shares to custodial accounts for the benefit of the children of the reporting person, for which the spouse of the reporting person serves as custodian. Mr. Prime disclaims beneficial ownership of these shares.
F4 Gift of shares of from the reporting person's spouse to custodial accounts for the benefit of the children of the reporting person, for which the spouse of the reporting person serves as custodian. Mr. Prime disclaims beneficial ownership of these shares.