Leal Andres Manuel Meza - Jan 21, 2024 Form 4 Insider Report for AMERICAN BATTERY TECHNOLOGY Co (ABAT)

Role
Chief Operating Officer
Signature
/s/ Andres M Meza Leal
Stock symbol
ABAT
Transactions as of
Jan 21, 2024
Transactions value $
$352,326
Form type
4
Date filed
1/23/2024, 04:22 PM
Previous filing
Jan 5, 2024
Next filing
Jan 31, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ABAT Common Stock Award $0 +10.4K +12.08% $0.00 96.7K Jan 21, 2024 Direct F1
transaction ABAT Common Stock Tax liability -$9.2K -3.3K -3.41% $2.79 93.4K Jan 23, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ABAT Warrants Purchase $362K +55.4K +290.66% $6.53 74.4K Jan 22, 2024 Common Stock 55.4K $6.53 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents Common Stock awarded pursuant to the Company's employee equity compensation plan.
F2 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.
F3 Represents the issuance of Warrants pursuant to the terms of the Reporting Person's employment agreement.