Junli He - Jan 11, 2024 Form 4 Insider Report for Harvard Apparatus Regenerative Technology, Inc. (HRGN)

Signature
/s/ Joseph Damasio, by power of attorney
Stock symbol
HRGN
Transactions as of
Jan 11, 2024
Transactions value $
$0
Form type
4
Date filed
1/12/2024, 08:09 PM
Previous filing
Jan 3, 2024
Next filing
Jul 2, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HRGN Stock Option (right to buy) Award $0 +221K $0.00 221K Jan 11, 2024 Common Stock, par value $0.01 per share 221K $4.07 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Subject to continued employment or service through the applicable vesting dates, up to 220,640 shall vest in two increments, each for 110,320 shares, each such vesting subject to certain performance milestones set by the Board of Directors of the Issuer.