Stuart D. Porter - 01 Jan 2024 Form 3 Insider Report for GameSquare Holdings, Inc. (GAME)

Role
Director
Signature
/s/ Stuart Porter
Issuer symbol
GAME
Transactions as of
01 Jan 2024
Net transactions value
$0
Form type
3
Filing time
05 Jan 2024, 18:46:50 UTC
Previous filing
16 Nov 2023
Next filing
12 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding GAME Common Shares 179,933 01 Jan 2024 Direct
holding GAME Common Shares 216,666 01 Jan 2024 See footnote F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GAME Restricted Stock Units 01 Jan 2024 Common Stock 2,929 Direct F2
holding GAME Restricted Stock Units 01 Jan 2024 Common Stock 5,384 Direct F3
holding GAME Stock Options (right to purchase) 01 Jan 2024 Common Stock 15,937 $2.60 Direct F4
holding GAME Stock Options (right to purchase) 01 Jan 2024 Common Stock 3,750 $5.40 Direct F5
holding GAME Warrant (right to purchase) 01 Jan 2024 Common Stock 150,000 $60.00 See footnote F1, F6
holding GAME Warrant (right to purchase) 01 Jan 2024 Common Stock 8,333 $60.00 See footnote F1, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares are held indirectly by Stuart Porter through Three Curve Capital LP.
F2 Reflects the grant on July 15, 2022 of 2,929 restricted share units which will convert into one share of Issuer's Common Stock, and which shall not vest before the date that is one year following the grant date.
F3 Reflects the grant on December 2, 2022 of 5,384 restricted share units which will convert into one share of Issuer's Common Stock, and which shall not vest before the date that is one year following the grant date.
F4 The Stock Options were granted on December 2, 2022 and are fully vested.
F5 The Stock Options were granted on April 3, 2023 and are fully vested.
F6 The Warrants are fully vested and exercisable.

Remarks:

As the Company no longer qualifies as a foreign private issuer, effective January 1, 2024, the Company's officers, directors, and principal shareholders are subject to Section 16 of the Securities Exchange Act of 1934 ("Exchange Act"). Previously, the Company determined that it qualified as a foreign private issuer under the Exchange Act. Exhibit List: Exhibit 24 - Power of Attorney