Key facts
- This page summarizes Robert Patrick Powers's Form 4 filing for Ocean Power Technologies, Inc. (OPTT).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 03 Jan 2024, 16:05.
Robert Patrick Powers - 02 Jan 2024 Form 4 Insider Report for Ocean Power Technologies, Inc. (OPTT)
- Reporting relationship
- Chief Financial Officer
- Issuer ticker
- OPTT
- Reported as of
- 02 Jan 2024
- Net transaction value
- -$1,207
- SEC form
- 4
- Accepted by SEC
- 03 Jan 2024, 16:05:53 UTC
- Prior SEC filing
- 20 Sep 2023
- Next SEC filing
- 18 Jan 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Robert Powers
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Robert Patrick Powers filed Form 4 for Ocean Power Technologies, Inc. (OPTT) on 03 Jan 2024.
Change
- Previous filing in this sequence was filed on 20 Sep 2023.
- Current net transaction value: -$1,207.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
OPTT
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +12,500
- Change %
- +16%
- Price
- Shares after
- 90,447
- Date
- 02 Jan 2024
- Ownership
- Direct
- Footnotes
- F1
OPTT
transaction
Common Stock
Tax liability
- Transaction value
- $1,207
- Shares
- -3,773
- Change %
- -4.2%
- Price
- $0.3200
- Shares after
- 86,674
- Date
- 02 Jan 2024
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
OPTT
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -12,500
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 25,000
- Date
- 02 Jan 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 12,500
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Restricted stock units convert into common stock on a one-for-one basis
Footnote F2
On December 13, 2021, the reporting person was granted 37,500 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.