Joel Drake Stone - 28 Mar 2023 Form 3 Insider Report for CalEthos, Inc. (GEDC)

Role
President and COO
Signature
/s/ Joel Stone
Issuer symbol
GEDC
Transactions as of
28 Mar 2023
Net transactions value
$0
Form type
3
Filing time
03 Jan 2024, 15:26:44 UTC
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BUUZ Employee Options 28 Mar 2023 Common Stock 2,500,000 $0.5000 Direct F1
holding BUUZ Employee Options 28 Mar 2023 Common Stock 1,000,000 $0.5400 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options reported herein were granted to the reporting person by the Board of Directors of CalEthos, Inc. (the "Issuer") pursuant to the Issuer's 2021 Equity Incentive Plan. These options vest in three equal installments, beginning on the first anniversary of the date of grant (June 19, 2023), and terminating on the third anniversary of the date of grant.
F2 The options reported herein were granted to the reporting person by the Board of Directors of the Issuer pursuant to the Issuer's 2021 Equity Incentive Plan. These options vest in three equal installments, beginning on the first anniversary of the date of grant (November 28, 2023), and terminating on the third anniversary of the date of grant.