Joel Stone - Mar 28, 2023 Form 3 Insider Report for CalEthos, Inc. (BUUZ)

Role
President and COO
Signature
/s/ Joel Stone
Stock symbol
BUUZ
Transactions as of
Mar 28, 2023
Transactions value $
$0
Form type
3
Date filed
1/3/2024, 03:26 PM

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding BUUZ Employee Options Mar 28, 2023 Common Stock 2.5M $0.50 Direct F1
holding BUUZ Employee Options Mar 28, 2023 Common Stock 1M $0.54 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options reported herein were granted to the reporting person by the Board of Directors of CalEthos, Inc. (the "Issuer") pursuant to the Issuer's 2021 Equity Incentive Plan. These options vest in three equal installments, beginning on the first anniversary of the date of grant (June 19, 2023), and terminating on the third anniversary of the date of grant.
F2 The options reported herein were granted to the reporting person by the Board of Directors of the Issuer pursuant to the Issuer's 2021 Equity Incentive Plan. These options vest in three equal installments, beginning on the first anniversary of the date of grant (November 28, 2023), and terminating on the third anniversary of the date of grant.