Andy Lombardo - Dec 5, 2023 Form 4 Insider Report for PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)

Role
EVP of Nuclear & Technical Svc
Signature
/s/Andy Lombardo
Stock symbol
PESI
Transactions as of
Dec 5, 2023
Transactions value $
$16,405
Form type
4
Date filed
12/6/2023, 08:30 AM
Previous filing
Mar 30, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Ownership Footnotes
transaction PESI Common Stock Purchase $16.4 K +2.15 K +14.05% $7.63 17.4 K Dec 5, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding PESI Stock Option 8 K Dec 5, 2023 Common Stock 8 K $3.15 Direct F1
holding PESI Stock Option 25 K Dec 5, 2023 Common Stock 25 K $7.01 Direct F2
holding PESI Stock Option 30 K Dec 5, 2023 Common Stock 30 K $3.95 Direct F3

Explanation of Responses:

Id Content
F1 Incentive Stock Option granted 01/17/2019 under the Company's 2017 Stock Option Plan. Option to purchase 6,000 shares is vested. Option to purchase remaining 2,000 shares will vest on anniversary date of 1/17/2024.
F2 Incentive Stock Option granted 10/14/2021 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.
F3 Incentive Stock Option granted 01/19/2023 under the Company's 2017 Stock Option Plan. The Option is for a 6 year period and vests over a 5 year period, at 1/5 increment per year.