Regalia Ventures LLC - Nov 21, 2023 Form 3 Insider Report for SINGING MACHINE CO INC (MICS)

Role
10%+ Owner
Signature
Regalia Ventures LLC By: /s/ Jay B Foreman, Sole Member
Stock symbol
MICS
Transactions as of
Nov 21, 2023
Transactions value $
$0
Form type
3
Date filed
11/30/2023, 04:30 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding MICS Common Stock 1.1M Nov 21, 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities were purchased by Regalia Ventures LLC ("Regalia"), an entity wholly owned by Jay B Foreman, a director of the Issuer, pursuant to a Stock Purchase Agreement, dated as of November 20, 2023 (the "Purchase Agreement"). The transactions contemplated by the Purchase Agreement were consummated on November 21, 2023. Mr. Foreman is deemed to have voting and investment power with respect to the shares held of record by Regalia.

Remarks:

This Form 3 is the second of two Section 16 filings relating to the same event. A Form 4 was filed by Mr. Foreman relating to the same event, and any subsequent Section 13 or Section 16 filings with respect to the securities of the Issuer will be filed jointly by Mr. Foreman and Regalia.