John P. Saharek - Nov 10, 2023 Form 4 Insider Report for HARROW, INC. (HROW)

Role
Chief Commercial Officer
Signature
/s/ John P. Saharek
Stock symbol
HROW
Transactions as of
Nov 10, 2023
Transactions value $
-$125,452
Form type
4
Date filed
11/14/2023, 07:02 PM
Previous filing
Jul 20, 2023
Next filing
Feb 21, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HROW Common Stock Options Exercise +20K +9% 242K Nov 10, 2023 Direct F1
transaction HROW Common Stock Tax liability -$125K -9.78K -4.04% $12.83 232K Nov 10, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HROW Stock Option (Right to Buy) Options Exercise $0 -20K -100% $0.00* 0 Nov 10, 2023 Common Stock 20K $4.16 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Shares withheld to satisfy the exercise price and tax liability incident to the exercise of the stock option. Such withholding did not involve any market sales or other market transactions.
F2 The stock option was granted on November 12, 2013 under the Issuers 2007 Stock Incentive and Awards Plan and the shares subject to the stock option became exercisable over a 3 year period following its grant date. The stock option had an expiration date of November 12, 2023.