John P. Saharek - 10 Nov 2023 Form 4 Insider Report for HARROW, INC. (HROW)

Role: Chief Commercial Officer
Signature: /s/ John P. Saharek
Issuer symbol: HROW
Transactions as of: 10 Nov 2023
Net transactions value: -$125,452
Form type: 4
Filing time: 14 Nov 2023, 19:02:22 UTC
Previous filing: 20 Jul 2023
Next filing: 21 Feb 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	HROW	Common Stock	Options Exercise		+20,000	+9%		242,197	10 Nov 2023	Direct	F1
transaction	HROW	Common Stock	Tax liability	$125,452	-9,778	-4%	$12.83	232,419	10 Nov 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HROW	Stock Option (Right to Buy)	Options Exercise	$0	-20,000	-100%	$0.000000^*	0	10 Nov 2023	Common Stock	20,000	$4.16	Direct	F1, F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares withheld to satisfy the exercise price and tax liability incident to the exercise of the stock option. Such withholding did not involve any market sales or other market transactions.
F2	The stock option was granted on November 12, 2013 under the Issuers 2007 Stock Incentive and Awards Plan and the shares subject to the stock option became exercisable over a 3 year period following its grant date. The stock option had an expiration date of November 12, 2023.