Ronald F. Dutt - Nov 2, 2023 Form 4 Insider Report for Flux Power Holdings, Inc. (FLUX)

Signature
/s/ Ronald F. Dutt
Stock symbol
FLUX
Transactions as of
Nov 2, 2023
Transactions value $
-$4,022
Form type
4
Date filed
11/6/2023, 06:52 PM
Previous filing
Oct 31, 2023
Next filing
Apr 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLUX Common Stock Sale -$4.02K -1.22K -2.93% $3.29 40.4K Nov 2, 2023 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $3.25 to $3.30 per share, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
F2 The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of Restricted Stock Units ("RSUs"). The sale is made to satisfy tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary transaction by the Reporting Person.