David Volk - Oct 31, 2023 Form 4 Insider Report for Southern California Bancorp \ CA (BCAL)

Role
Director
Signature
Manisha Merchant, by POA for David Volk
Stock symbol
BCAL
Transactions as of
Oct 31, 2023
Transactions value $
$0
Form type
4
Date filed
11/1/2023, 03:15 PM
Previous filing
Oct 13, 2023
Next filing
Feb 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BCAL Common Stock Other $0 +367 +140.61% $0.00 628 Oct 31, 2023 Direct F1
transaction BCAL Common Stock Other $0 -3.36K -0.14% $0.00 2.34M Oct 31, 2023 see footnote 3 F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 367 shares of Common Stock were distributed by Castle Creek Capital Partners IV LP ("Advisors IV") to Mr. Volk, a managing principal of Castle Creek, on October 31, 2023.
F2 3,360 shares of Common Stock were distributed by Advisors IV to its members on October 31, 2023.
F3 Includes 2,553 shares of Common Stock and 544 RSUs held by Advisors IV and 2,340,719 shares of Common Stock held by Castle Creek Capital Partners VI LP. Mr. Volk, a managing principal of Castle Creek, disclaims beneficial ownership of such shares held by Advisors IV and Castle Creek Capital Partners VI LP, except to the extent of his pecuniary interest therein.