Hassan R. Baqar - 13 Oct 2023 Form 4 Insider Report for FG Financial Group, Inc. (FGF)

Role: Executive VP & CFO
Signature: /s/ Hassan R. Baqar
Issuer symbol: FGF
Transactions as of: 13 Oct 2023
Net transactions value: $0
Form type: 4
Filing time: 31 Oct 2023, 17:15:53 UTC
Previous filing: 21 Jun 2022
Next filing: 08 Jan 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	FGF	Common Stock, $0.001 par value	Award	$0	+130,000	+256%	$0.000000	180,745	31 Oct 2023	Direct	F1, F2
holding	FGF	Common Stock, $0.001 par value						8,271	13 Oct 2023	By IRA

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Represents 130,000 RSUs granted on February 17, 2023, under the 2021 Equity Incentive Plan. One third of the RSUs vested on the grant date. The remaining RSUs will vest annually on grant date anniversary the over 2-year period. 43,334 RSUs have vested to date but 12,545 such RSUs were withheld by the Company for tax purposes). Each RSU represent a contingent right to receive one share of common stock of the Company.
F2	Includes 63,290 shares purchased in underwritten public offering

Content

Represents 130,000 RSUs granted on February 17, 2023, under the 2021 Equity Incentive Plan. One third of the RSUs vested on the grant date. The remaining RSUs will vest annually on grant date anniversary the over 2-year period. 43,334 RSUs have vested to date but 12,545 such RSUs were withheld by the Company for tax purposes). Each RSU represent a contingent right to receive one share of common stock of the Company.

Includes 63,290 shares purchased in underwritten public offering