Mark Trout - 16 Oct 2023 Form 4 Insider Report for Sunworks, Inc.

Role
Chief Executive Officer, Director
Signature
/s/ Mark Trout
Issuer symbol
N/A
Transactions as of
16 Oct 2023
Net transactions value
-$67,620
Form type
4
Filing time
18 Oct 2023, 21:25:20 UTC
Previous filing
10 Jul 2023
Next filing
20 Nov 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction SUNW Common Stock Award $0 +1,282,051 +731% $0.000000 1,457,490 16 Oct 2023 Direct F1
transaction SUNW Common Stock Award $0 +384,615 +26% $0.000000 1,842,105 16 Oct 2023 Direct F2
transaction SUNW Common Stock Tax liability $67,620 -173,385 -9.4% $0.3900 1,668,720 16 Oct 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares to be issued under a restricted stock unit agreement pursuant to the Company's 2016 Equity Incentive Plan. Shares vest in 36 equal monthly installments over 36 months.
F2 Represents shares to be issued under a restricted stock unit agreement pursuant to the Company's 2016 Equity Incentive Plan. Shares vest immediately upon grant.