Wade Seaburg - 29 Sep 2023 Form 3 Insider Report for Dragonfly Energy Holdings Corp. (DFLI)

Role
Chief Revenue Officer
Signature
/s/ Wade Seaburg
Issuer symbol
DFLI
Transactions as of
29 Sep 2023
Net transactions value
$0
Form type
3
Filing time
10 Oct 2023, 16:05:42 UTC
Next filing
16 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding DFLI Common Stock 122,252 29 Sep 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding DFLI Stock Option (Right to Buy) 29 Sep 2023 Common Stock 88,656 $2.89 Direct F1
holding DFLI Stock Option (Right to Buy) 29 Sep 2023 Common Stock 35,462 $2.89 Direct F2
holding DFLI Stock Option (Right to Buy) 29 Sep 2023 Common Stock 7,399 $0.5900 Direct F3
holding DFLI Stock Option (Right to Buy) 29 Sep 2023 Common Stock 6,408 $0.5900 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The options vested as to 25% of the options on August 4, 2022. The remaining options vest in 36 equal monthly installments commencing on September 4, 2022.
F2 The options vested as to 25% of the options on December 6, 2021. The remaining options vest in 36 equal monthly installments commencing on January 6, 2022.
F3 The options are fully vested.
F4 The options vest as to 3,184 shares in 13 monthly installments commencing on November 19, 2021. The remainder of the options is fully vested.

Remarks:

Exhibit 24 - Power of Attorney