Larry Shelton - Sep 8, 2023 Form 4 Insider Report for PERMA FIX ENVIRONMENTAL SERVICES INC (PESI)

Role
Director
Signature
/s/ Larry Shelton
Stock symbol
PESI
Transactions as of
Sep 8, 2023
Transactions value $
$6,684
Form type
4
Date filed
9/12/2023, 11:17 AM
Previous filing
Jul 21, 2023
Next filing
Oct 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PESI Common Stock Options Exercise $6.68K +2.4K +1.49% $2.79* 163K Sep 8, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PESI Stock Option (Right to Buy) Options Exercise $0 -2.4K -100% $0.00* 0 Sep 8, 2023 Common Stock 2.4K $2.79 Direct F1
holding PESI Stock Option (Right to Buy) 2.4K Sep 8, 2023 Common Stock 2.4K $3.70 Direct F2
holding PESI Stock Option (Right to Buy) 2.4K Sep 8, 2023 Common Stock 2.4K $4.19 Direct F3
holding PESI Stock Option (Right to Buy) 2.4K Sep 8, 2023 Common Stock 2.4K $4.60 Direct F4
holding PESI Stock Option (Right to Buy) 2.4K Sep 8, 2023 Common Stock 2.4K $3.55 Direct F5
holding PESI Stock Option (Right to Buy) 2.4K Sep 8, 2023 Common Stock 2.4K $4.30 Direct F6
holding PESI Stock Option (Right to Buy) 2.4K Sep 8, 2023 Common Stock 2.4K $3.31 Direct F7
holding PESI Stock Option (Right to Buy) 2.4K Sep 8, 2023 Common Stock 2.4K $6.70 Direct F8
holding PESI Stock Option (Right to Buy) 10K Sep 8, 2023 Common Stock 10K $5.93 Direct F9
holding PESI Stock Option (Right to Buy) 10K Sep 8, 2023 Common Stock 10K $5.15 Direct F10
holding PESI Stock Option (Right to Buy) 10K Sep 8, 2023 Common Stock 10K $9.81 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Non-Qualified Stock Option granted 09/12/2013 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F2 Non-Qualified Stock Option granted 09/18/2014 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F3 Non-Qualified Stock Option granted 09/17/2015 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F4 Non-Qualified Stock Option granted 07/28/2016 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F5 Non-Qualified Stock Option granted 07/27/2017 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F6 Non-Qualified Stock Option granted 07/26/2018 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F7 Non-Qualified Stock Option granted 07/25/2019 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F8 Non-Qualified Stock Option granted 07/22/2020 under the Company's 2003 Outside Directors Stock Plan. The Option vests fully six months from date of grant.
F9 Non-Qualified Stock Option granted 07/20/2021 under the Company's 2003 Outside Directors Stock Plan. The Option vests over a four year period, at 1/4 increment per year.
F10 Non-Qualified Stock Option granted 07/21/2022 under the Company's 2003 Outside Directors Stock Plan. The Option vests over a four year period, at 1/4 increment per year.
F11 Non-Qualified Stock Option granted 07/20/2023 under the Company's 2003 Outside Directors Stock Plan. The Option vests over a four year period, at 1/4 increment per year.