Robert D. Haas - 08 Aug 2023 Form 4 Insider Report for LEVI STRAUSS & CO (LEVI)

Role
10%+ Owner
Signature
/s/ Parker B. Phillips, attorney-in-fact
Issuer symbol
LEVI
Transactions as of
08 Aug 2023
Net transactions value
$0
Form type
4
Filing time
10 Aug 2023, 17:23:13 UTC
Previous filing
06 Jun 2023
Next filing
09 Feb 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LEVI Class B Common Stock Other $0 -911,272 -3.3% $0.000000 26,495,655 08 Aug 2023 Class A Common Stock $0.000000 As trustee F1, F3, F4
transaction LEVI Class B Common Stock Other $0 -1,266,064 -11% $0.000000 10,360,330 08 Aug 2023 Class A Common Stock $0.000000 By spouse as trustee F2, F3, F5, F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On the Transaction Date, the reporting person transferred shares of Class B Common Stock to a grantor retained annuity trust for the benefit of the reporting person and the remainder beneficiaries.
F2 On the Transaction Date, the spouse of the reporting person transferred shares of Class B Common Stock to a grantor retained annuity trust for the benefit of the spouse and the remainder beneficiaries.
F3 Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
F4 Includes 24,543,020 shares held in trust for the benefit of others as to which the reporting person disclaims beneficial ownership.
F5 Includes 7,371,877 shares held in trust for the benefit of others.
F6 The reporting person disclaims beneficial ownership of these shares.