Marc Dumont - 31 Dec 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc.

Role
Director
Signature
/s/ Marc Dumont
Issuer symbol
N/A
Transactions as of
31 Dec 2022
Net transactions value
+$37,500
Form type
4
Filing time
02 Aug 2023, 17:53:58 UTC
Previous filing
18 Aug 2022
Next filing
03 Oct 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Options Exercise $37,506 +3,873 +43% $9.68 12,909 31 Dec 2022 Direct F1
transaction VINO Common Stock Award $37,500 +67,568 +523% $0.5550 80,477 14 Jul 2023 Direct F2
holding VINO Common Stock 11,708 31 Dec 2022 Direct F3
holding VINO Common Stock 2,500 31 Dec 2022 Direct F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Restricted Stock Unit Options Exercise $37,506 -3,873 -100% $9.68 0 31 Dec 2022 Common Stock 3,873 $0.8070 Direct F1
transaction VINO Stock Option Other $0 -278 -100% $0.000000* 0 17 Dec 2022 Common Stock 278 $198.00 Direct F5
holding VINO Stock Option 278 31 Dec 2022 Common Stock 278 $69.36 Direct F6
holding VINO Stock Option 556 31 Dec 2022 Common Stock 556 $108.96 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of restricted stock units and shares issued pursuant to Gaucho's 2018 Equity Incentive Plan.
F2 Acquired as compensation for service on the Board of Directors for the first half of 2023.
F3 Owned by self, Patrick Dumont and Vinciane Dumont as joint tenants with rights of survivorship.
F4 Owned by self, Vinciane Dumont and Catherine Dumont as joint tenants with rights of survivorship.
F5 Expiration of option with no value received.
F6 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan. Fully vested on 1/31/23.
F7 Options granted pursuant to Gaucho's 2018 Equity Incentive Plan; options to acquire 25% shares vested on 9/28/21; thereafter options to acquire 35 shares vest every three months until fully vested on 9/28/24.