Ryan Mitchell Melsert - Jul 31, 2023 Form 4 Insider Report for AMERICAN BATTERY TECHNOLOGY Co (ABML)

Signature
/s/ Ryan Mitchell Melsert
Stock symbol
ABML
Transactions as of
Jul 31, 2023
Transactions value $
$320,173
Form type
4
Date filed
8/2/2023, 02:12 PM
Previous filing
Jul 20, 2023
Next filing
Oct 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ABML Common Stock Award $0 +145K +1% $0.00 14.7M Jul 31, 2023 Direct F1
transaction ABML Common Stock Tax liability -$23.1K -34.2K -0.23% $0.68 14.7M Aug 1, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ABML Warrants Purchase $343K +490K +12.71% $0.70 4.35M Jul 31, 2023 Common Stock 490K $0.70 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the issuance of Common Stock pursuant to the terms of the Reporting Person's employment agreement.
F2 Represents the sale of Common Stock to cover tax liability associated with the vesting of the aforementioned Common Stock.
F3 Represents the issuance of Warrants pursuant to the terms of the Reporting Person's employment agreement.