A. Allen - Dec 31, 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc. (VINO)

Role
Director
Signature
/s/William A. Allen
Stock symbol
VINO
Transactions as of
Dec 31, 2022
Transactions value $
$37,500
Form type
4
Date filed
8/1/2023, 03:52 PM
Previous filing
Aug 17, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Options Exercise $37.5K +3.87K +42.86% $9.68 12.9K Dec 31, 2022 Direct F1
transaction VINO Common Stock Award $37.5K +67.6K +523.42% $0.56 80.5K Jul 14, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Restricted Stock Unit Options Exercise -$37.5K -3.87K -100% $9.68 0 Dec 31, 2022 Common Stock 3.87K $9.68 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of restricted stock units and shares issued pursuant to Gaucho's 2018 Equity Incentive Plan.
F2 Acquired as compensation for service on the Board for first half of 2023.