A. William Allen III - 31 Dec 2022 Form 4 Insider Report for Gaucho Group Holdings, Inc.

Role
Director
Signature
/s/William A. Allen
Issuer symbol
N/A
Transactions as of
31 Dec 2022
Net transactions value
+$37,500
Form type
4
Filing time
01 Aug 2023, 15:52:34 UTC
Previous filing
17 Aug 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VINO Common Stock Options Exercise $37,506 +3,873 +43% $9.68 12,909 31 Dec 2022 Direct F1
transaction VINO Common Stock Award $37,500 +67,568 +523% $0.5550 80,477 14 Jul 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VINO Restricted Stock Unit Options Exercise $37,506 -3,873 -100% $9.68 0 31 Dec 2022 Common Stock 3,873 $9.68 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Vesting of restricted stock units and shares issued pursuant to Gaucho's 2018 Equity Incentive Plan.
F2 Acquired as compensation for service on the Board for first half of 2023.