Andrew McClary - 23 Jun 2023 Form 4/A - Amendment Insider Report for Azitra Inc (AZTR)

Role: Director
Signature: /s/ Andrew McClary
Issuer symbol: AZTR
Transactions as of: 23 Jun 2023
Transactions value $: -$106,093
Form type: 4/A - Amendment
Filing time: 29 Jun 2023, 16:56:46 UTC
Date Of Original Report: 26 Jun 2023
Previous filing: 26 Jun 2023
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	AZTR	Common stock, $0.0001 par value	Conversion of derivative security		+249K			249K	21 Jun 2023	See footnote	F1, F3
transaction	AZTR	Common stock, $0.0001 par value	Conversion of derivative security		+42.4K	+17.01%		292K	21 Jun 2023	See footnote	F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	AZTR	Series A-1 Convertible Preferred Stock, par value $0.0001	Conversion of derivative security	$0	-32K	-100%	$0.00^*	0	21 Jun 2023	Common stock	249K	$4.81	See footnote	F1, F3
transaction	AZTR	Unsecured convertible promissory note	Conversion of derivative security	-$106K				0	21 Jun 2023	Common Stock	42.4K	$2.50	See footnote	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The shares of Series A preferred stock automatically converted into the Issuer's common stock upon the completion of the Issuer's IPO at the conversion price of $4.8146 per share.
F2	The unsecured convertible note, including principal and accrued interest in the amount of $106,093.15, automatically converted into the Issuer's common stock upon the completion of the Issuer's IPO at the conversion price of $2.50 per share.
F3	The securities are held by KdT Ventures Fund I, LP, of which Mr. McClary is the managing partner.