Travis Whitfill - Jun 15, 2023 Form 3 Insider Report for Azitra Inc (AZTR)

Role
Chief Operating Officer, Director
Signature
/s/ Travis Whitfill
Stock symbol
AZTR
Transactions as of
Jun 15, 2023
Transactions value $
$0
Form type
3
Date filed
6/15/2023, 05:47 PM
Previous filing
Sep 23, 2022
Next filing
Jun 23, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AZTR Common Stock 45K Jun 15, 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AZTR Stock Option (Right to Buy) Jun 15, 2023 Common Shares 55.8K $0.48 Direct F1
holding AZTR Stock Option (Right to Buy) Jun 15, 2023 Common Shares 37.4K $1.07 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 13,944 options vested and became exercisable on 10/24/2017 and the remaining 41,841 options vested in 36 equal monthly beginning on November 17, 2017.
F2 9,342 options vested and became exercisable on 12/17/2019 and the remaining 28,025 options vest in 36 equal monthly beginning on January 17, 2020.