Travis Whitfill - 15 Jun 2023 Form 3 Insider Report for Azitra Inc (AZTR)

Role
Chief Operating Officer, Director
Signature
/s/ Travis Whitfill
Issuer symbol
AZTR
Transactions as of
15 Jun 2023
Net transactions value
$0
Form type
3
Filing time
15 Jun 2023, 17:47:06 UTC
Previous filing
23 Sep 2022
Next filing
23 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding AZTR Common Stock 45,000 15 Jun 2023 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AZTR Stock Option (Right to Buy) 15 Jun 2023 Common Shares 55,785 $0.4800 Direct F1
holding AZTR Stock Option (Right to Buy) 15 Jun 2023 Common Shares 37,367 $1.07 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 13,944 options vested and became exercisable on 10/24/2017 and the remaining 41,841 options vested in 36 equal monthly beginning on November 17, 2017.
F2 9,342 options vested and became exercisable on 12/17/2019 and the remaining 28,025 options vest in 36 equal monthly beginning on January 17, 2020.