Francisco D. Salva - Jun 15, 2023 Form 3 Insider Report for Azitra Inc (AZTR)

Role
President and CEO, Director
Signature
/s/ Francisco D. Salva
Stock symbol
AZTR
Transactions as of
Jun 15, 2023
Transactions value $
$0
Form type
3
Date filed
6/15/2023, 05:46 PM
Previous filing
May 30, 2023
Next filing
Jun 23, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AZTR Stock Option (Right to Buy) Jun 15, 2023 Common Shares 466K $1.70 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 With regard to 372,600 options, 93,152 options vested and first became exercisable on May 1, 2022 and the balance of 279,448 options vest and first become exercisable in 36 equal monthly installments commencing on June 1, 2022. With regard to 93,160 options, such options vest and first become exercisable upon the achievement of certain clinical milestones.