Andrew McClary - Jun 15, 2023 Form 3 Insider Report for Azitra Inc (AZTR)

Role
Director
Signature
/s/ Andrew McClary
Stock symbol
AZTR
Transactions as of
Jun 15, 2023
Transactions value $
$0
Form type
3
Date filed
6/15/2023, 05:46 PM
Next filing
Jun 26, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding AZTR Series A-1 Convertible Preferred Stock, par value $0.0001 Jun 15, 2023 Common stock 249K $4.83 See Footnote F1, F2
holding AZTR Warrants Jun 15, 2023 Common stock 21.8K $5.28 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The securities are held by KdT Ventures LP, of which Mr. McClary is the managing partner.
F2 Series A-1 Convertible Preferred stock is convertible upon issuance and there is no expiration date.