Michael Johnson - 08 Jun 2023 Form 4 Insider Report for Flux Power Holdings, Inc. (FLUX)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
12 Jun 2023, 19:42:30 UTC
Prior SEC filing
01 May 2023
Next SEC filing
16 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Charles A. Scheiwe, Attorney-in-fact for Michael Johnson

Key filing fact

Michael Johnson filed Form 4 for Flux Power Holdings, Inc. (FLUX) on 12 Jun 2023.

Key facts

  • This page summarizes Michael Johnson's Form 4 filing for Flux Power Holdings, Inc. (FLUX).
  • 3 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 12 Jun 2023, 19:42.

Change

  • Previous filing in this sequence was filed on 01 May 2023.
  • Current net transaction value: -$61,753.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FLUX transaction

Common Stock

Sale

Transaction value
$26,262
Shares
-6,440
Change %
-0.15%
Price
$4.08
Shares after
4,402,620
Date
08 Jun 2023
Ownership
By Esenjay Investments, LLC
Footnotes
F1, F2, F3
FLUX transaction

Common Stock

Sale

Transaction value
$14,741
Shares
-3,560
Change %
-0.08%
Price
$4.14
Shares after
4,399,060
Date
09 Jun 2023
Ownership
By Esenjay Investments, LLC
Footnotes
F1, F2, F4
FLUX transaction

Common Stock

Sale

Transaction value
$20,750
Shares
-5,000
Change %
-0.11%
Price
$4.15
Shares after
4,394,060
Date
12 Jun 2023
Ownership
By Esenjay Investments LLC
Footnotes
F1, F2, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

This transaction was entered into pursuant to a Rule 10b5-1 trading plan previously adopted by Esenjay Investments, LLC ("Esenjay") on February 16, 2023.

Footnote F2

These securities are directly held by Esenjay. Michael Johnson is the sole director and beneficial owner of Esenjay.

Footnote F3

The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $4.0601 to $4.14, inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction in this footnote 3, in footnote 4, and in footnote 5 of this Form 4.

Footnote F4

The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions, at prices ranging from $4.14 to $4.15, inclusive.

Footnote F5

The price reported in Column 4 is the actual price. These shares were sold in the open market in multiple transactions, all at the stated price of $4.15 per share.

SEC remarks

- Exhibit 24 - Power of Attorney (previously filed as Exhibit 24 to Form 4 dated May 2, 2022)

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