Ryan Mitchell Melsert - Jun 6, 2023 Form 4 Insider Report for AMERICAN BATTERY TECHNOLOGY Co (ABML)

Role
Chief Executive Officer, Director
Signature
/s/ Ryan Mitchell Melsert
Stock symbol
ABML
Transactions as of
Jun 6, 2023
Transactions value $
$942,850
Form type
4
Date filed
6/8/2023, 03:06 PM
Previous filing
Apr 20, 2023
Next filing
Jun 21, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ABML Common Stock Award $300K +429K +3.09% $0.70 14.3M Jun 6, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ABML Warrants Purchase $300K +429K +14.29% $0.70 3.43M Jun 6, 2023 Common Stock 429K $0.70 Direct F2
transaction ABML Warrants Purchase $343K +429K +12.5% $0.80 3.86M Jun 6, 2023 Common Stock 429K $0.80 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the purchase of twelve (12) units of Common Stock of the Company, without registration under the Securities Act of 1933, pursuant to an executed subscription agreement ("Subscription Agreement"), where each $25,000 unit consists of 35,714 shares of Common Stock of the Company.
F2 Represents warrants issued pursuant to the Reporting Person's purchase of twelve (12) units under the Subscription Agreement, where each unit includes 35,714 Series A Warrants to purchase Common Stock of the Company, and 35,714 Series B Warrants to purchase Common Stock of the Company.